Date authorised
1 December 2023
Companies House
10387715
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Sempar
    Office 2
    026 Innovation Centre
    7 Keele University
    Keele
    Staffordshire
    ST5 5NU
    UNITED KINGDOM
    Phone
    +4407765357300
  • Complaints Contact

    C/O Sempar
    Office 2
    026 Innovation Centre
    7 Keele University
    Keele
    Staffordshire
    ST5 5NU
    UNITED KINGDOM
    Phone
    +4407765357300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Peter Dixon

    IRN CPD01055

    • SMF1 Chief Executive (since 1 Dec 2023)
    • SMF3 Executive Director (since 1 Dec 2023)
  • James Hawthorn Wylie

    IRN JXW14670

    • Responsible for Insurance Distribution (since 1 Dec 2023)
    • SMF3 Executive Director (since 1 Dec 2023)
  • Terence Edward Stanley

    IRN TES01018

    • Director of firm who is not a certification employee or a SMF manager (since 9 Apr 2024)
    • SMF3 Executive Director (1 Dec 2023 to 8 Mar 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.