Insight Investment Management (Global) Limited

• Principal Place of Business

  160 Queen Victoria St

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442071634000

  Web

  http://www.insightinvestment.com

• Complaints Contact

  160 Queen Victoria St

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442045701348

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lucy Speake

  IRN LVS01004

  • [FCA CF] Manager of certification employee (26 Apr 2022 to 31 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 31 Jan 2003)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Lucy Zhu

  IRN XLZ01000

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2022)
  • CF30 Customer (26 Jul 2018 to 8 Dec 2019)
• Luke Smith

  IRN LXS00116

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Lutz Engberding

  IRN EXL01183

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Apr 2014 to 8 Dec 2019)
• Lynne Margaret Dalgarno

  IRN LMD01063

  • SMF24 Chief Operations (since 13 Jan 2020)
• Malcolm John Binyon Roberts

  IRN MJR01160

  • CF1 Director (17 Jul 2002 to 31 Jan 2003)
  • CF21 Investment Adviser (17 Jul 2002 to 23 Sep 2003)
• Mallika Khoobarry

  IRN MXK00389

  • [FCA CF] Client dealing (8 Sep 2021 to 28 Sep 2023)
• Marc Pautz

  IRN MHP01020

  • [FCA CF] Manager of certification employee (since 20 Apr 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Nov 2018 to 8 Dec 2019)
• Marco Erik Groep

  IRN MEG01024

  • CF30 Customer (1 Nov 2007 to 25 Jul 2011)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Marcus Kenneth Brookes

  IRN MKB01023

  • CF27 Investment Management (1 Dec 2001 to 10 Nov 2003)

No changes recorded yet.