Insight Investment Management (Global) Limited

• Principal Place of Business

  160 Queen Victoria St

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442071634000

  Web

  http://www.insightinvestment.com

• Complaints Contact

  160 Queen Victoria St

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442045701348

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Robert Parling

  IRN JRP01107

  • CF27 Investment Management (20 Jan 2005 to 13 Oct 2006)
• John Robert Phillips

  IRN JRP01070

  • CF30 Customer (1 Nov 2007 to 2 Nov 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• John Stephen Fraser Millar

  IRN JSM01097

  • CF21 Investment Adviser (2 Dec 2003 to 21 Apr 2006)
• Jonathan Crone

  IRN JSC01194

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
• Jonathan Edward Francis Eliot

  IRN JEE01019

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
  • SMF4 Chief Risk (9 Dec 2019 to 31 Mar 2022)
  • CF1 Director (1 Nov 2017 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2017 to 8 Dec 2019)
• Jonathan Frederick Fieldsend

  IRN JFF01015

  • CF27 Investment Management (3 Mar 2003 to 19 Nov 2003)
• Jonathan Hurst

  IRN JXH02174

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Aug 2015 to 8 Dec 2019)
• Jonathan Lake

  IRN JCL01124

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2021)
  • CF30 Customer (21 Oct 2016 to 8 Dec 2019)
• Jonathan Michael Little

  IRN JML01069

  • CF1 Director (17 Nov 2009 to 30 Jul 2010)
• Jonathan Norman Hull

  IRN JNH01050

  • CF10 Compliance Oversight (24 Jan 2003 to 20 Dec 2004)
  • CF14 Risk Assessment (24 Jan 2003 to 18 Jun 2004)

No changes recorded yet.