Insight Investment Management (Global) Limited

• Principal Place of Business

  160 Queen Victoria St

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442071634000

  Web

  http://www.insightinvestment.com

• Complaints Contact

  160 Queen Victoria St

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442045701348

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Clive Richard Seaton

  IRN JCS01146

  • CF27 Investment Management (1 Oct 2002 to 19 Feb 2003)
• James Freshwater

  IRN JTF01032

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Jun 2016 to 8 Dec 2019)
• James Leonard Coleman

  IRN JLC01044

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2023)
• James McKerrow

  IRN JXM01657

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
• James Michael Newman

  IRN JMN01046

  • CF27 Investment Management (1 Dec 2001 to 12 Feb 2004)
  • CF1 Director (1 Dec 2001 to 31 Jan 2003)
• James Regan

  IRN JMR01278

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Nov 2015 to 8 Dec 2019)
• James Rogers

  IRN JWR01075

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Oct 2023)
  • CF30 Customer (24 Jan 2018 to 8 Dec 2019)
• James William Russell Davies

  IRN JWD01054

  • CF10 Compliance Oversight (10 Jan 2005 to 17 Aug 2005)
• James de Bunsen

  IRN JPD01141

  • CF30 Customer (26 Mar 2008 to 26 Jun 2010)
• Jamie Anderson

  IRN JXA00108

  • [FCA CF] Material risk taker (since 9 Dec 2019)

No changes recorded yet.