Insight Investment International Limited

• Principal Place of Business

  160 Queen Victoria Street

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +4402071634000

  Web

  https://www.insightinvestment.com

• Complaints Contact

  160 Queen Victoria Street

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442045701348

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Smith

  IRN LXS00116

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
• Lutz Engberding

  IRN EXL01183

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (15 Apr 2014 to 8 Dec 2019)
• Lydia Ofori Akuoko

  IRN LXO01093

  • CF30 Customer (29 Apr 2010 to 15 Aug 2011)
• Lynne Margaret Dalgarno

  IRN LMD01063

  • SMF24 Chief Operations (since 13 Jan 2020)
• Mallika Khoobarry

  IRN MXK00389

  • [FCA CF] Client dealing (8 Sep 2021 to 28 Sep 2023)
• Marc Pautz

  IRN MHP01020

  • [FCA CF] Manager of certification employee (20 Apr 2022 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (6 Nov 2018 to 8 Dec 2019)
• Marcus Williamson

  IRN MXW00179

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
• Margaret Mary Waller

  IRN MMW01032

  • CF30 Customer (1 Nov 2007 to 15 Jan 2014)
  • CF1 Director (AR) (20 Mar 2006 to 22 Jan 2014)
  • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
• Marianne Frampton

  IRN MXF01633

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (28 May 2014 to 8 Dec 2019)
• Mark Ashley

  IRN MAA01104

  • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2024)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)

• Pareto Australia Pty Limited (no longer appointed)

  FRN 448112 · Appointed 13 Feb 2006 · Until 28 Jan 2014

• Pareto New York LLC (no longer appointed)

  FRN 448110 · Appointed 13 Feb 2006 · Until 28 Jan 2014

No changes recorded yet.