Date authorised
1 April 2014
Companies House
08529421
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor 86-90 Paul Street
    London
    EC2A 4NE
    ENGLAND
    Phone
    +443301226755
  • Complaints Contact

    79 Straight Bit
    Flackwell Heath
    High Wycombe
    Buckinghamshire
    HP10 9NE
    UNITED KINGDOM
    Phone
    +443301226755

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Hickman

    IRN AXH12215

    • SMF1 Chief Executive (since 4 Apr 2025)
    • Responsible for Insurance Distribution (since 4 Apr 2025)
    • CF1 Director (AR) (4 Apr 2023 to 15 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 4 Apr 2023)
    • Responsible for Insurance Distribution (25 Jun 2019 to 4 Apr 2023)
    • CF1 Director (25 Jun 2019 to 8 Dec 2019)
  • Alfred Thomas Gjertsen

    IRN AXG22925

    • CF1 Director (AR) (since 9 Sep 2025)
  • Ashley Baxter

    IRN AXB04155

    • CF1 Director (AR) (24 Apr 2018 to 5 Apr 2019)
  • Benjamin Thomas Smyth

    IRN BXS79722

    • CF1 Director (AR) (since 16 Mar 2022)
  • Cecily Anne Motley

    IRN CXM00804

    • CF1 Director (AR) (5 Jan 2023 to 6 Dec 2023)
  • Christian Frogner

    IRN CXF79696

    • CF1 Director (AR) (since 16 Mar 2022)
  • Daniel Alan Bates

    IRN DXB01163

    • CF1 Director (AR) (since 30 Sep 2025)
  • Daniel Prescott

    IRN DXP00650

    • CF1 Director (AR) (since 13 Dec 2024)
  • David Buxton

    IRN DXB00769

    • CF1 Director (AR) (5 Jan 2023 to 6 Dec 2023)
  • Denis Francis Knight

    IRN DXK74468

    • CF1 Director (AR) (since 6 Feb 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.