Date authorised
28 March 2013
Companies House
08039754
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Fenchurch Avenue
    London
    EC3M 5AD
    UNITED KINGDOM
    Phone
    +4402081751301
  • Complaints Contact

    25 Fenchurch Avenue
    London
    EC3M 5AD
    UNITED KINGDOM
    Phone
    +4402081751301

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard John Harris

    IRN RJH01142

    • CF1 Director (29 Jul 2014 to 10 Nov 2015)
    • CF2 Non Executive Director (1 Apr 2014 to 29 Jul 2014)
  • Richard Leslie Phinn

    IRN RLP01068

    • SIMF2 Chief Finance Function (7 Mar 2016 to 21 Jul 2017)
    • CF1 Director (4 Nov 2015 to 6 Mar 2016)
  • Richard Redding

    IRN RXR46397

    • [PRA CF] Key function holder (10 Dec 2018 to 31 Jul 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Jul 2020)
  • Rupert James Graham Lowe

    IRN RJL00064

    • CF2 Non Executive Director (28 Mar 2013 to 10 Dec 2014)
  • Russell Mark Merrett

    IRN RMM01142

    • Responsible for Insurance Distribution (since 12 Mar 2021)
    • SMF23 Chief Underwriting Officer (since 12 Mar 2021)
  • Sarah Jane Howard

    IRN SJH01539

    • CF29 Significant management (28 Mar 2013 to 21 May 2015)
  • Shawn Rowland Ashton

    IRN SXA45302

    • [FCA CF] Significant management (10 Dec 2018 to 1 Jun 2021)
    • [PRA CF] Key function holder (10 Dec 2018 to 1 Jun 2021)
  • Silvana Halili

    IRN SXH00697

    • [FCA CF] Significant management (since 13 Sep 2021)
  • Simon Carl Schnorr

    IRN SCS01155

    • SMF1 Chief Executive (3 Jan 2020 to 15 Nov 2020)
  • Simon Philp Urry

    IRN SPU01003

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 31 Dec 2019)
    • SIMF22 Chief Underwriting Officer Function (12 Oct 2017 to 9 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.