Date authorised
28 March 2013
Companies House
08039754
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Fenchurch Avenue
    London
    EC3M 5AD
    UNITED KINGDOM
    Phone
    +4402081751301
  • Complaints Contact

    25 Fenchurch Avenue
    London
    EC3M 5AD
    UNITED KINGDOM
    Phone
    +4402081751301

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Dean

    IRN JXD02084

    • SMF11 Chair of the Audit Committee (since 4 Jun 2021)
  • Jashita Shane Patel

    IRN JXP26732

    • SMF5 Head of Internal Audit (20 Apr 2020 to 8 Jul 2022)
  • John Francis Shettle Jr

    IRN JFS01110

    • SIMF7 Group Entity Senior Insurance Manager Function (24 Nov 2016 to 1 Feb 2017)
    • CF29 Significant management (22 Mar 2016 to 25 Nov 2016)
  • John Mitchell Wardrop

    IRN JXW01392

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 15 Mar 2021)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 15 Mar 2021)
    • SIMF10 Chair of the Risk Committee (25 Sep 2018 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (15 Jan 2015 to 6 Mar 2016)
  • Jonathan Michael Bryce Stanley

    IRN JMS01494

    • SIMF5 Head of Internal Audit Function (13 Jun 2016 to 24 Dec 2016)
  • Karen Elizabeth Graves

    IRN KEG01018

    • SMF24 Chief Operations (7 Jul 2021 to 31 Dec 2021)
    • SMF16 Compliance Oversight (7 Jul 2021 to 31 Dec 2021)
  • Kathleen Mitra

    IRN KXB01534

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 31 Mar 2018)
    • CF29 Significant management (24 Feb 2016 to 6 Mar 2016)
  • Laurence Fu-Ta Lee-Tsang-Tan

    IRN LFL01005

    • CF1 Director (28 Mar 2013 to 31 Oct 2014)
  • Mark Batterbury

    IRN MXB45274

    • [PRA CF] Key function holder (10 Dec 2018 to 1 Jun 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 1 Jun 2021)
  • Mark William Reid Smith

    IRN MWS01117

    • SIMF7 Group Entity Senior Insurance Manager Function (16 Mar 2016 to 17 May 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.