Ingenuity Financial Services Limited

• Principal Place of Business

  41 Commercial Road

  Poole

  Dorset

  BH14 0HU

  UNITED KINGDOM

  Phone

  +4401202119970

  Web

  https://www.ingenuityfinancialservices.co.uk

• Complaints Contact

  41 Commercial Road

  Poole

  Dorset

  BH14 0HU

  UNITED KINGDOM

  Phone

  +4401202119970

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Douglas Eddie

  IRN ADE00001

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 10 Aug 2021)
  • [FCA CF] Manager of certification employee (since 10 Aug 2021)
  • [FCA CF] Client dealing (since 10 Aug 2021)
• Andrew John Singleton

  IRN AJS01692

  • SMF3 Executive Director (9 Dec 2019 to 21 Oct 2020)
  • CF1 Director (2 May 2014 to 8 Dec 2019)
• Howard John Pearce

  IRN HJP00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 21 Oct 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Oct 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 21 Oct 2020)
  • CF10 Compliance Oversight (2 May 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 May 2014 to 30 Sep 2018)
  • CF30 Customer (2 May 2014 to 8 Dec 2019)
  • CF1 Director (2 May 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 May 2014 to 8 Dec 2019)
• Lee Paul Van Hoyland

  IRN LPH01013

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 16 Feb 2021)
  • [FCA CF] Client dealing (since 1 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
• Simon Bignell

  IRN SXB00545

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 15 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 15 Mar 2021)
• Sophie Potts

  IRN SXP03050

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Jul 2022)
  • SMF16 Compliance Oversight (since 21 Jul 2022)
  • Responsibility for MCD Intermediation (since 21 Jul 2022)
  • Responsible for Insurance Distribution (since 21 Jul 2022)
• Timothy Guy Lewis

  IRN TGL00002

  • SMF3 Executive Director (since 1 Feb 2021)
  • Responsibility for MCD Intermediation (23 Aug 2021 to 31 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2021 to 31 Mar 2023)
  • SMF16 Compliance Oversight (1 Feb 2021 to 31 Mar 2023)
  • Responsible for Insurance Distribution (1 Feb 2021 to 31 Mar 2023)

No changes recorded yet.