Date authorised
1 April 2013
Companies House
FC010062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gregory Nys

    IRN GAN01037

    • [FCA CF] Client dealing (20 Apr 2017 to 20 Jul 2020)
  • Gregory Plumb

    IRN GXP01156

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2005)
  • Gregory Samuel Arkus

    IRN GSA01013

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 1 Nov 2024)
    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
    • [FCA CF] Material risk taker (since 1 Nov 2024)
    • [PRA CF] Managing a material risk taker (since 1 Nov 2024)
    • SMF22 Other Local Responsibility (11 Nov 2021 to 31 Oct 2024)
    • SMF21 EEA Branch Senior Manager (EBSM) (5 Sep 2016 to 11 Nov 2021)
  • Greta Julie Coenen

    IRN GJC01141

    • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • Gretchen Jade Haynes

    IRN GJH01116

    • CF23 Corporate Finance Adviser (27 Jun 2002 to 28 Feb 2003)
  • Guang Ji

    IRN GXJ01210

    • [FCA CF] Manager of certification employee (since 8 Apr 2025)
    • [FCA CF] Proprietary trader (since 16 Aug 2023)
    • [FCA CF] Client dealing (since 16 Aug 2023)
    • CF30 Customer (19 Mar 2014 to 6 Mar 2016)
  • Gueorgieva Hadjikosseva

    IRN GXH01536

    • CF30 Customer (27 Jun 2008 to 15 Aug 2008)
  • Guillaume Fredericus Van der Linden

    IRN GFV01004

    • CF21 Investment Adviser (2 Nov 2004 to 20 Apr 2007)
  • Guillaume Vandewalle

    IRN GXV01175

    • CF30 Customer (23 Sep 2013 to 6 Mar 2016)
  • Gurchetan Singh Lakhmana

    IRN GXS67269

    • [FCA CF] Proprietary trader (since 13 May 2021)
    • [FCA CF] Client dealing (since 18 Sep 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.