ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Anthony White

    IRN MAW01151

    • (2583)CF21 Investment Adviser (3 Mar 2003 to 3 Jul 2003)
  • Mark Benedict Holdsworth

    IRN MBH01018

    • (314)CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2003)
  • Mark Christian William Simpson

    IRN MCS01081

    • (637)CF21 Investment Adviser (29 Jan 2002 to 29 Nov 2002)
  • Mark Cliffe

    IRN MAC01137

    • (1965)[FCA CF] Material risk taker (31 Mar 2016 to 1 Jan 2021)
    • (1963)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1964)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark Dexter Clark

    IRN MDC01095

    • (1116)CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • (1117)CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
  • Mark Douglas Irving Burrows

    IRN MDB01093

    • (204)CF23 Corporate Finance Adviser (29 Jan 2002 to 30 Apr 2004)
  • Mark Edward John Martin

    IRN MEM01064

    • (1222)CF29 Significant management (1 Nov 2007 to 1 Feb 2010)
    • (1221)CF30 Customer (1 Nov 2007 to 9 Jun 2011)
    • (1224)CF16 Significant Mgt (Desgntd Investment Business) (16 Aug 2004 to 31 Oct 2007)
    • (1223)CF21 Investment Adviser (23 May 2002 to 31 Oct 2007)
  • Mark Edward Rotchell

    IRN MER01081

    • (1603)CF30 Customer (23 Aug 2010 to 6 Mar 2016)
  • Mark Geoffrey Paul Hawkes

    IRN MGH01044

    • (2)CF21 Investment Adviser (29 Jan 2002 to 23 Jul 2002)
  • Mark George Fisher

    IRN MGF01016

    • (522)CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
    • (523)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Jul 2002)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (466)[FCA CF] Client dealing

  2. controlled function added: (465)[FCA CF] Proprietary trader

  3. controlled function added: (464)[FCA CF] Client dealing

  4. controlled function added: (463)[FCA CF] Client dealing

  5. controlled function added: (462)[FCA CF] Proprietary trader

  6. controlled function added: (461)[FCA CF] Manager of certification employee

  7. controlled function added: (460)[FCA CF] Client dealing

  8. controlled function added: (459)[FCA CF] Client dealing

  9. controlled function added: (458)[FCA CF] Proprietary trader

  10. controlled function added: (457)[FCA CF] Client dealing

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