Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
8-10 MoorgateLondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
-
Complaints Contact
Ing Bank8-10 MoorgateLondonCity Of LondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For Professional, Eligible Counterparty, Deposit
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
-
Authorised to Operate
-
Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
-
Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
Show 1 limitation Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
-
Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
-
Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
-
Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Mert Menguloglu
IRN MXM01595
- (2345)[FCA CF] Client dealing (13 Mar 2024 to 19 May 2024)
-
Michael Alexander Hine
IRN MXH02553
- (1476)[FCA CF] Client dealing (20 Jul 2022 to 21 Jul 2024)
- (1477)[FCA CF] Proprietary trader (20 Jul 2022 to 21 Jul 2024)
-
Michael Andrew Geddes
IRN MAG01137
- (908)CF23 Corporate Finance Adviser (17 Oct 2005 to 2 Apr 2007)
-
Michael Angelo Pernetti
IRN MAP01296
- (1257)CF30 Customer (4 Sep 2012 to 31 Jan 2014)
-
Michael Baudo
IRN MXB01515
- (162)CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2003)
-
Michael Christopher Cloud
IRN MCC01125
- (141)[FCA CF] Client dealing (since 20 May 2024)
-
Michael Clarke
IRN MXC01362
- (385)CF30 Customer (1 Nov 2007 to 31 Jan 2013)
- (386)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
Michael Daniel Herlihy
IRN MDH01093
- (1090)CF21 Investment Adviser (17 Feb 2003 to 14 Mar 2005)
-
Michael David McMillan
IRN MXM04657
- (298)[FCA CF] Client dealing (since 15 Sep 2025)
-
Michael Dean
IRN MGD01042
- (2066)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2004)
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (476)[FCA CF] Client dealing
-
controlled function added: (475)[FCA CF] Proprietary trader
-
controlled function added: (474)[FCA CF] Client dealing
-
controlled function added: (473)[FCA CF] Client dealing
-
controlled function added: (472)[FCA CF] Client dealing
-
controlled function added: (471)[FCA CF] Proprietary trader
-
controlled function added: (470)[FCA CF] Client dealing
-
controlled function added: (469)[FCA CF] Client dealing
-
controlled function added: (468)[FCA CF] Client dealing
-
controlled function added: (467)[FCA CF] Manager of certification employee