Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
8-10 MoorgateLondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
-
Complaints Contact
Ing Bank8-10 MoorgateLondonCity Of LondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For Professional, Eligible Counterparty, Deposit
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
-
Authorised to Operate
-
Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
-
Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
Show 1 limitation Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
-
Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
-
Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
-
Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Paolo Carlomagno
IRN PXC00385
- (2413)[FCA CF] Client dealing (14 Feb 2023 to 27 Feb 2025)
-
Paolo Frondizi
IRN PXF00158
- (2415)[FCA CF] Client dealing (29 Oct 2021 to 22 Oct 2023)
- (2416)[FCA CF] Proprietary trader (29 Oct 2021 to 22 Oct 2023)
-
Pascale Marie Cecile Fontaine
IRN PMF01035
- (2634)CF30 Customer (1 Nov 2007 to 24 Oct 2008)
- (2635)CF21 Investment Adviser (26 May 2006 to 31 Oct 2007)
-
Patrice Marc Jean-Pierre Kerner
IRN PMK01050
- (1604)[FCA CF] Client dealing (4 Jan 2018 to 31 May 2022)
-
Patricia Maria Jozef Nicole Marc Huyghe
IRN PMH01125
- (441)CF30 Customer (1 Nov 2007 to 12 Jan 2010)
- (442)CF23 Corporate Finance Adviser (9 Aug 2007 to 31 Oct 2007)
-
Patrick Henry Cunlife Foster
IRN PHF01012
- (448)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
-
Patrick Jean Louis Rochette
IRN PJR01099
- (473)CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
-
Patrick Rowan Shields
IRN PRS01105
- (1348)CF30 Customer (1 Nov 2007 to 31 Jul 2010)
- (1349)CF21 Investment Adviser (10 Nov 2006 to 31 Oct 2007)
-
Patrick Tuin
IRN PXT01314
- (827)CF30 Customer (5 Jan 2011 to 6 Mar 2016)
- (828)CF23 Corporate Finance Adviser (27 Jun 2005 to 4 Aug 2006)
-
Patrick Von Harras
IRN PXV01042
- (226)CF26 Customer Trading (1 Dec 2001 to 12 Apr 2002)
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (166)[FCA CF] Manager of certification employee
-
controlled function added: (165)[FCA CF] Client dealing
-
controlled function added: (164)[FCA CF] Significant management
-
controlled function added: (163)[FCA CF] Manager of certification employee
-
controlled function added: (162)[FCA CF] Material risk taker
-
controlled function added: (161)[PRA CF] Significant risk taker or Material risk taker
-
controlled function added: (160)[FCA CF] Proprietary trader
-
controlled function added: (159)[FCA CF] Manager of certification employee
-
controlled function added: (158)[FCA CF] Material risk taker
-
controlled function added: (157)[FCA CF] Client dealing