ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leo Yu Hang Siu

    IRN LYS00004

    • (1083)CF21 Investment Adviser (19 Feb 2003 to 25 Sep 2003)
  • Leonardo Moreno

    IRN LXM01679

    • (2498)CF30 Customer (11 Jul 2012 to 6 Mar 2016)
  • Leonaredus Hendrikus Petrus Cornelius Greve

    IRN HXG01047

    • (1281)CF30 Customer (28 Oct 2008 to 6 Mar 2016)
  • Lesley Rossiter

    IRN LXR01057

    • (326)CF21 Investment Adviser (29 Jan 2002 to 11 May 2003)
  • Levent Hilmi

    IRN LXH01320

    • (1759)CF30 Customer (1 Nov 2007 to 13 Nov 2009)
    • (1760)CF21 Investment Adviser (23 Aug 2006 to 31 Oct 2007)
  • Li Shin Chang

    IRN LXC56340

    • (512)[FCA CF] Client dealing (since 8 Oct 2019)
  • Liesbeth Marjoleine Huddart

    IRN LMH01027

    • (479)CF30 Customer (1 Nov 2007 to 1 Aug 2011)
    • (480)CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
  • Lindsay Kathryn Scott Rolfe

    IRN LKR01009

    • (46)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1460)CF30 Customer (22 Apr 2014 to 6 Mar 2016)
  • Lindsay Sara Cornelissen

    IRN LSC01016

    • (272)CF30 Customer (1 Nov 2007 to 6 Apr 2013)
    • (273)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ling Stephens

    IRN LXS01381

    • (2543)SMF5 Head of Internal Audit (24 Mar 2021 to 11 Nov 2021)
    • (2544)[FCA CF] Material risk taker (1 Feb 2021 to 23 Mar 2021)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (516)[FCA CF] Client dealing

  2. controlled function added: (515)[FCA CF] Client dealing

  3. controlled function added: (514)[FCA CF] Manager of certification employee

  4. controlled function added: (513)[FCA CF] Client dealing

  5. controlled function added: (512)[FCA CF] Client dealing

  6. controlled function added: (511)[FCA CF] Client dealing

  7. controlled function added: (510)[FCA CF] Proprietary trader

  8. controlled function added: (509)[FCA CF] Manager of certification employee

  9. controlled function added: (508)[FCA CF] Client dealing

  10. controlled function added: (507)[FCA CF] Client dealing

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