ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Lowry

    IRN JXL00880

    • (2330)[FCA CF] Client dealing (19 Dec 2024 to 31 Jan 2025)
  • John Michael Davies

    IRN JMD01113

    • (210)CF30 Customer (10 Jul 2009 to 24 Mar 2011)
  • John Nicholas Kershaw

    IRN JNK01009

    • (109)CF21 Investment Adviser (29 Jan 2002 to 27 Jun 2003)
  • John Oswald Williams

    IRN JOW01005

    • (287)CF21 Investment Adviser (29 Jan 2002 to 21 Feb 2002)
  • John Patrick Ziegler

    IRN JPZ01001

    • (209)CF23 Corporate Finance Adviser (1 Dec 2001 to 2 Apr 2005)
  • John Peter Try

    IRN JPT01041

    • (618)CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2004)
  • John Robert Brodie Donald

    IRN JRD01065

    • (64)CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2004)
  • John Roy Wills

    IRN JRW01149

    • (1289)[FCA CF] Client dealing (1 Mar 2018 to 26 Jun 2020)
    • (1290)[FCA CF] Material risk taker (1 Mar 2018 to 26 Jun 2020)
    • (1286)CF29 Significant management (1 Nov 2007 to 29 Feb 2016)
    • (1285)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1288)CF16 Significant Mgt (Desgntd Investment Business) (18 Dec 2003 to 11 Jan 2005)
    • (1287)CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)
  • John Victor Colville

    IRN JVC01013

    • (2085)CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Sep 2006)
  • John Walsh

    IRN JXW01118

    • (353)[FCA CF] Client dealing (since 23 Jul 2024)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (516)[FCA CF] Client dealing

  2. controlled function added: (515)[FCA CF] Client dealing

  3. controlled function added: (514)[FCA CF] Manager of certification employee

  4. controlled function added: (513)[FCA CF] Client dealing

  5. controlled function added: (512)[FCA CF] Client dealing

  6. controlled function added: (511)[FCA CF] Client dealing

  7. controlled function added: (510)[FCA CF] Proprietary trader

  8. controlled function added: (509)[FCA CF] Manager of certification employee

  9. controlled function added: (508)[FCA CF] Client dealing

  10. controlled function added: (507)[FCA CF] Client dealing

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