ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Papp

    IRN RXP56572

    • (2214)[FCA CF] Client dealing (7 Mar 2016 to 26 Jan 2021)
  • Richard Patrick Arthur

    IRN RPA01017

    • (643)CF21 Investment Adviser (29 Jan 2002 to 14 Feb 2003)
  • Richard Pryce

    IRN RWP01050

    • (2094)[FCA CF] Proprietary trader (13 May 2021 to 31 Oct 2022)
    • (2093)[FCA CF] Material risk taker (7 Mar 2016 to 31 Oct 2022)
    • (2092)[FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2022)
    • (2090)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (2091)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Richard Rutledge Hite

    IRN RRH01034

    • (1227)CF30 Customer (1 Nov 2007 to 24 Oct 2008)
    • (1228)CF23 Corporate Finance Adviser (13 Apr 2004 to 31 Oct 2007)
    • (1229)CF21 Investment Adviser (9 Jul 2002 to 14 Oct 2002)
  • Richard Stanley Strong

    IRN RSS01086

    • (1741)[FCA CF] Client dealing (7 Mar 2016 to 14 Dec 2022)
    • (1739)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1740)CF23 Corporate Finance Adviser (24 Jan 2007 to 31 Oct 2007)
  • Richard Stephen Jeffrey

    IRN RSJ01012

    • (1212)CF21 Investment Adviser (29 Jan 2002 to 21 Feb 2002)
  • Richard Tonthat

    IRN RXT01506

    • (1575)CF30 Customer (13 Feb 2012 to 5 Oct 2012)
  • Richard William Andrew Bennett

    IRN RWB01071

    • (356)CF30 Customer (17 Sep 2008 to 28 Jan 2009)
  • Richard William Proudlove

    IRN RWP01051

    • (256)[FCA CF] Manager of certification employee (since 6 Dec 2023)
    • (255)[FCA CF] Client dealing (since 7 Mar 2016)
    • (2114)[FCA CF] Material risk taker (7 Mar 2016 to 15 Oct 2021)
    • (2113)CF30 Customer (30 Mar 2015 to 6 Mar 2016)
  • Ricky Ashworth

    IRN RXA02054

    • (252)CF30 Customer (10 Nov 2015 to 6 Mar 2016)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (256)[FCA CF] Manager of certification employee

  2. controlled function added: (255)[FCA CF] Client dealing

  3. controlled function added: (254)[FCA CF] Proprietary trader

  4. controlled function added: (253)[FCA CF] Manager of certification employee

  5. controlled function added: (252)[FCA CF] Material risk taker

  6. controlled function added: (251)[FCA CF] Client dealing

  7. controlled function added: (250)[PRA CF] Significant risk taker or Material risk taker

  8. controlled function added: (249)[FCA CF] Proprietary trader

  9. controlled function added: (248)[FCA CF] Manager of certification employee

  10. controlled function added: (247)[FCA CF] Client dealing

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