Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
8-10 MoorgateLondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
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Complaints Contact
Ing Bank8-10 MoorgateLondonCity Of LondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Professional, Eligible Counterparty, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
Show 1 limitation Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Naomi Jane Kirwan
IRN NJK01046
- (1774)[FCA CF] Client dealing (7 Mar 2016 to 28 Jan 2019)
- (1773)CF30 Customer (6 Mar 2015 to 6 Mar 2016)
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Naresh Chouhan
IRN NXC01309
- (1746)CF30 Customer (5 Nov 2008 to 12 Jun 2009)
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Narinder Johal
IRN NXJ01049
- (491)CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
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Narinder Singh Bhatowa
IRN NSB01048
- (1880)CF23 Corporate Finance Adviser (23 Dec 2002 to 22 Aug 2005)
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Narvir Kamal Singh Sidhu
IRN NKS01019
- (1958)CF30 Customer (25 Jan 2008 to 17 Oct 2008)
- (1959)CF21 Investment Adviser (23 Jan 2002 to 27 Apr 2007)
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Naser Nuredini
IRN NXN01094
- (516)CF30 Customer (27 Jul 2011 to 1 Oct 2012)
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Nasir Afaf
IRN NXA01087
- (277)CF21 Investment Adviser (29 Jan 2002 to 16 Mar 2004)
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Natalie Jane Walker Connell
IRN NJC01155
- (1104)CF21 Investment Adviser (31 Jan 2003 to 5 Oct 2004)
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Nataliya Nokolaeva Grigorova
IRN NNG01003
- (742)CF30 Customer (31 Mar 2008 to 23 Mar 2009)
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Nathalie Louise Odette Bachich De Recina
IRN NLB01021
- (186)CF30 Customer (1 Nov 2007 to 5 Nov 2012)
- (187)CF21 Investment Adviser (27 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (346)[FCA CF] Client dealing
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controlled function added: (345)[FCA CF] Client dealing
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controlled function added: (344)[FCA CF] Client dealing
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controlled function added: (343)[FCA CF] Proprietary trader
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controlled function added: (342)[FCA CF] Client dealing
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controlled function added: (341)[FCA CF] Client dealing
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controlled function added: (340)[FCA CF] Client dealing
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controlled function added: (339)[FCA CF] Client dealing
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controlled function added: (338)[FCA CF] Client dealing
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controlled function added: (337)[FCA CF] Manager of certification employee