ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Leach

    IRN KXL01083

    • (569)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2004)
  • Karen Sandra Towner

    IRN KST01005

    • (646)CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2004)
  • Karina Sakhibgareeva

    IRN KXS01560

    • (395)CF30 Customer (1 Nov 2007 to 9 Jul 2014)
    • (396)CF23 Corporate Finance Adviser (20 Aug 2007 to 31 Oct 2007)
  • Karun Money

    IRN KSM01046

    • (173)[FCA CF] Manager of certification employee (since 24 Apr 2024)
    • (174)[FCA CF] Proprietary trader (since 13 May 2021)
    • (172)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1758)[FCA CF] Manager of certification employee (21 Feb 2023 to 5 Oct 2023)
    • (1757)CF30 Customer (11 Dec 2015 to 6 Mar 2016)
  • Kate Mason

    IRN KXM01793

    • (297)CF30 Customer (24 Oct 2011 to 6 Mar 2016)
  • Katharine Rose Sage

    IRN KRA01013

    • (1594)CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
  • Katherine Anne Wood

    IRN KAW01036

    • (1068)CF21 Investment Adviser (29 Jan 2002 to 26 Jul 2002)
  • Katherine Lori Genis

    IRN KLG01011

    • (150)CF21 Investment Adviser (25 Nov 2004 to 25 Oct 2006)
  • Kathryn Louise Huddle

    IRN KLC01022

    • (809)CF21 Investment Adviser (29 Jan 2002 to 19 Nov 2002)
  • Katie Hannah Long

    IRN KXL01112

    • (16)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (526)SMF22 Other Local Responsibility

  2. controlled function added: (525)SMF22 Other Local Responsibility

  3. controlled function added: (524)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (523)SMF5 Head of Internal Audit

  5. controlled function added: (522)SMF24 Chief Operations

  6. controlled function added: (521)SMF24 Chief Operations

  7. controlled function added: (520)SMF4 Chief Risk

  8. controlled function added: (519)[FCA CF] Client dealing

  9. controlled function added: (518)[FCA CF] Client dealing

  10. controlled function added: (517)[FCA CF] Manager of certification employee

Show more