Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
8-10 MoorgateLondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
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Complaints Contact
Ing Bank8-10 MoorgateLondonCity Of LondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Professional, Eligible Counterparty, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
Show 1 limitation Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michal Maciej Cudny
IRN MMC01055
- (1049)CF30 Customer (23 Dec 2009 to 4 May 2012)
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Michal Pawel Misiak
IRN MXM00176
- (451)[FCA CF] Proprietary trader (since 13 May 2021)
- (449)[FCA CF] Algorithmic trading (since 2 Nov 2020)
- (450)[FCA CF] Client dealing (since 2 Nov 2020)
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Michel Phaedonos
IRN MXP16083
- (2290)[FCA CF] Client dealing (9 Jun 2017 to 20 May 2019)
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Michele Fantini
IRN MXF00562
- (338)[FCA CF] Client dealing (since 14 Oct 2024)
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Michele Marie Mangan Walsh
IRN MXM67266
- (2471)[FCA CF] Client dealing (7 Mar 2016 to 8 Jun 2021)
- (2470)CF30 Customer (9 Nov 2007 to 6 Mar 2016)
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Mickael Julien Mercier
IRN MJM01441
- (1646)[FCA CF] Client dealing (30 Jan 2019 to 20 Jul 2022)
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Miguel Lorrio Aguirre
IRN MXL01634
- (685)CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- (686)CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)
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Miguel Maria Puig de la Bellacasa Seminario
IRN MXP00847
- (2337)[FCA CF] Client dealing (24 Apr 2024 to 4 Oct 2024)
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Mihai Lazar
IRN MXL01680
- (1325)CF30 Customer (29 Feb 2008 to 31 Oct 2012)
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Mihir Rao
IRN MXR56596
- (2209)[FCA CF] Client dealing (21 Jan 2020 to 2 Mar 2021)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (396)[FCA CF] Client dealing
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controlled function added: (395)[FCA CF] Client dealing
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controlled function added: (394)[FCA CF] Proprietary trader
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controlled function added: (393)[FCA CF] Client dealing
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controlled function added: (392)[FCA CF] Client dealing
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controlled function added: (391)[FCA CF] Client dealing
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controlled function added: (390)[FCA CF] Client dealing
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controlled function added: (389)[FCA CF] Client dealing
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controlled function added: (388)[FCA CF] Proprietary trader
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controlled function added: (387)[FCA CF] Client dealing