Date authorised
1 April 2013
Companies House
OC326268
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    161-163
    Temple Chambers
    3-7 Temple Avenue
    London
    EC4Y 0HP
    UNITED KINGDOM
    Phone
    +4402079364240
  • Complaints Contact

    161-163Temple Chambers
    3-7 Temple Avenue
    London
    EC4Y 0HP
    UNITED KINGDOM
    Phone
    +4402079364240

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Robert Elliott

    IRN CRE01021

    • [FCA CF] Client dealing (6 Apr 2022 to 30 Aug 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Aug 2024)
    • SMF27 Partner (9 Dec 2019 to 30 Aug 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (2 Jul 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Jul 2007 to 31 Oct 2007)
    • CF3 Chief Executive (2 Jul 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Jul 2007 to 31 Oct 2007)
  • Karen Hooi

    IRN KXH01836

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (26 Jan 2017 to 8 Dec 2019)
    • CF4 Partner (2 Sep 2016 to 8 Dec 2019)
  • Pajani Singah

    IRN PXS02245

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (11 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2012 to 8 Dec 2019)
    • CF4 Partner (8 Oct 2012 to 8 Dec 2019)
  • Richard Sarissky

    IRN RXS10441

    • [FCA CF] Client dealing (since 18 May 2023)
  • Sasha Karim

    IRN SXK01439

    • SMF1 Chief Executive (since 24 Sep 2024)
    • [FCA CF] Client dealing (since 29 Mar 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2007 to 28 Sep 2017)
    • CF11 Money Laundering Reporting (2 Jul 2007 to 28 Sep 2017)
    • CF27 Investment Management (2 Jul 2007 to 31 Oct 2007)
    • CF4 Partner (2 Jul 2007 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.