Date authorised
1 April 2013
Companies House
OC324361
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 2.4, 2nd Floor
    ICE Building
    3, Exchange Quay
    Salford Quays
    Manchester
    M5 3ED
    UNITED KINGDOM
    Phone
    +441612422910
  • Complaints Contact

    Suite 2.4, 2nd Floor
    ICE Building
    3, Exchange Quay
    Salford Quays
    Manchester
    M5 3ED
    UNITED KINGDOM
    Phone
    +441612422910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Norman Ebner

    IRN NXE00082

    • CF30 Customer (since 19 Jun 2023)
    • CF1 Director (AR) (since 19 Jun 2023)
  • Pamela Louise Edwards

    IRN PXE17249

    • CF1 Director (AR) (17 Jul 2019 to 15 May 2020)
  • Paolo Antonio Baccanello

    IRN PAB01399

    • CF30 Customer (1 Jun 2013 to 3 May 2018)
  • Paul Anthony Wogan

    IRN PXW14268

    • CF30 Customer (1 May 2019 to 8 Dec 2019)
  • Paul Anthony Wogan

    IRN PXW00204

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Peter James Evison

    IRN PXE00129

    • CF30 Customer (since 25 Jun 2024)
  • Peter Kneale Brackett

    IRN PKB01036

    • CF30 Customer (28 Sep 2020 to 7 Jan 2025)
    • CF1 Director (AR) (28 Sep 2020 to 7 Jan 2025)
  • Peter Le Masurier

    IRN PXL00372

    • CF30 Customer (23 Jan 2025 to 14 Oct 2025)
  • Peter St John Worth

    IRN PXW00429

    • CF1 Director (AR) (since 5 Aug 2024)
  • Philip Vickers

    IRN PXV01074

    • SMF27 Partner (since 15 May 2020)
    • CF30 Customer (1 Nov 2007 to 30 Mar 2015)
    • CF4 Partner (6 Jun 2007 to 30 Mar 2015)
    • CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (6 Jun 2007 to 30 Mar 2015)
    • CF10 Compliance Oversight (6 Jun 2007 to 30 Mar 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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