Independent Warranty

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 & 19 Babbage House
    Northampton Science Park
    Kings Park Road
    Moulton Park
    Northampton
    Northamptonshire
    NN3 6LG
    UNITED KINGDOM
    Phone
    +4401604654150
    Web
    https://www.iwa.biz

  • Complaints Contact

    18 & 19 Babbage House
    Northampton Science Park
    Kings Park Road
    Moulton Park
    Northampton
    Northamptonshire
    NN3 6LG
    UNITED KINGDOM
    Phone
    +4401604654150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Paul Seaman

    IRN APS01223

    • SMF27 Partner (since 8 Aug 2023)
    • CF1 Director (AR) (since 1 May 2016)
  • David Falck

    IRN DXF01373

    • CF1 Director (AR) (11 Jan 2010 to 5 Dec 2022)
  • Ian Rippin

    IRN IXR00082

    • CF1 Director (AR) (27 Mar 2023 to 18 Dec 2024)
  • James Andrew Wallis

    IRN JAW01218

    • CF4 Partner (14 Jan 2005 to 15 Sep 2008)
  • Justin Marcus Bourner

    IRN JMB01310

    • SMF27 Partner (9 Dec 2019 to 14 May 2021)
    • CF4 Partner (19 Dec 2008 to 8 Dec 2019)
  • Lilian Maud Ray

    IRN LMR00008

    • CF1 Director (AR) (11 Jan 2010 to 14 May 2021)
  • Sarah Jane Wallis

    IRN SJD01221

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.