Independent Personal Financial Management Limited

• Principal Place of Business

  48A Shortmead Street

  Biggleswade

  Bedfordshire

  SG18 0AP

  UNITED KINGDOM

  Phone

  +4401767600912

  Web

  https://ipfm.co.uk

• Complaints Contact

  48a Shortmead Street

  Biggleswade

  Bedfordshire

  SG18 0AP

  UNITED KINGDOM

  Phone

  +4401767600912

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charlotte Marie Gibbon

  IRN CMG01143

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 26 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jan 2021)
  • Responsibility for MCD Intermediation (since 26 Jan 2021)
  • Responsible for Insurance Distribution (since 26 Jan 2021)
  • SMF16 Compliance Oversight (since 26 Jan 2021)
  • [FCA CF] Client dealing (since 1 May 2020)
  • [FCA CF] Functions requiring qualifications (since 1 May 2020)
  • [FCA CF] Significant management (1 May 2020 to 2 May 2020)
  • CF30 Customer (7 Dec 2015 to 8 Dec 2019)
• Daniel Chopping

  IRN DXC00644

  • [FCA CF] Client dealing (20 Feb 2023 to 18 Aug 2023)
  • [FCA CF] Functions requiring qualifications (20 Feb 2023 to 18 Aug 2023)
• James Luke Wenborn Gibbon

  IRN JLG00001

  • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Oct 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Oct 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 19 Oct 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF21 Investment Adviser (29 Oct 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (29 Oct 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Oct 2004 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (29 Oct 2004 to 31 Oct 2007)
  • CF1 Director (29 Oct 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (29 Oct 2004 to 31 Mar 2009)

No changes recorded yet.