Independent Minds Limited

Date authorised
1 April 2013
Companies House
04063982
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 St. Georges Terrace
    London
    Camden
    NW1 8XH
    UNITED KINGDOM
    Phone
    +442079308811

  • Complaints Contact

    10 St. Georges Terrace
    London
    Camden
    NW1 8XH
    UNITED KINGDOM
    Phone
    +442079308811

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Richard Hayman

    IRN ARH01068

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Arne Johannes Plugge

    IRN AJP01154

    • CF30 Customer (1 Nov 2007 to 5 Sep 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Charmaine Panter

    IRN CXP01294

    • CF21 Investment Adviser (7 Apr 2003 to 31 Aug 2006)
  • Claude Jean-Pierre Mathias Schon

    IRN CJS01245

    • CF2 Non Executive Director (1 Apr 2004 to 30 Apr 2007)
  • Donald Miller-Jones

    IRN DXM01499

    • CF2 Non Executive Director (1 Dec 2001 to 1 Mar 2017)
  • Helen Louise Parris

    IRN HLP01007

    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)
  • Jacoba Oosterhof

    IRN JXO01140

    • CF21 Investment Adviser (22 Oct 2002 to 1 Nov 2003)
  • Jean Van Der Spek

    IRN JXV01071

    • CF2 Non Executive Director (1 Dec 2001 to 22 Jan 2002)
  • John James Watt

    IRN JJW01044

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Lucilla Mary Cottrell

    IRN LMC01035

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (7 Jul 2004 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.