Independent Broking Solutions Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 George Yard4th FloorLondonEC3V 9DFUNITED KINGDOM- Phone
- +442036214759
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Complaints Contact
1 George Yard4th FloorLondonEC3V 9DFUNITED KINGDOM- Phone
- +442036214759
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew David Upton
IRN ADU01006
- CF1 Director (AR) (since 29 Sep 2014)
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Andrew Delahoy Bardrick
IRN ADB01198
- CF1 Director (AR) (15 Jan 2021 to 25 Oct 2024)
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Andrew Peter Thomas Harker
IRN APH01165
- CF1 Director (AR) (since 13 Apr 2012)
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Andrew Robert Love
IRN AXL00533
- CF1 Director (AR) (since 14 Feb 2023)
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Andrew Stephen Norman
IRN ASN01025
- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2025)
- SMF3 Executive Director (9 Dec 2019 to 28 Feb 2025)
- CF1 Director (AR) (13 Jan 2016 to 28 Feb 2025)
- CF1 Director (9 Jul 2015 to 8 Dec 2019)
- CF29 Significant management (12 Apr 2013 to 9 Jul 2015)
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Angus William Sandeman
IRN AWS01094
- CF1 Director (AR) (28 Jan 2013 to 15 Aug 2018)
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Ann Christine Walton
IRN AXW84390
- CF1 Director (AR) (1 Jul 2020 to 12 Sep 2025)
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Arthur Balick
IRN AXB01272
- CF1 Director (AR) (20 Feb 2023 to 7 Oct 2024)
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Barry Johnson
IRN BXJ01225
- CF1 Director (AR) (since 9 Apr 2014)
- SMF3 Executive Director (9 Dec 2019 to 5 Mar 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 5 Mar 2020)
- Responsible for Insurance Mediation (8 Apr 2016 to 30 Sep 2018)
- CF1 Director (8 Apr 2016 to 8 Dec 2019)
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Brendan James Short
IRN BJS01160
- CF1 Director (AR) (11 Sep 2017 to 2 Mar 2020)
- CF1 Director (21 Aug 2017 to 12 Sep 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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USA Risk Intermediaries (UK) Limited (no longer appointed)
FRN 556995 · Appointed 25 Jul 2011 · Until 28 Jan 2019
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Su Vino Intermediaries UK Ltd (no longer appointed)
FRN 509653 · Appointed 12 Oct 2009 · Until 8 Apr 2015
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R W Insurance Services Ltd (no longer appointed)
FRN 509660 · Appointed 12 Oct 2009 · Until 16 Feb 2012
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Aviation And Marine Services (no longer appointed)
FRN 415625 · Appointed 14 Jan 2005 · Until 31 Dec 2005
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Trans Euro Asset Management Limited (no longer appointed)
FRN 423166 · Appointed 14 Jan 2005 · Until 31 Aug 2014
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.