Independent Broking Solutions Limited

Date authorised
1 April 2013
Companies House
00616849
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 George Yard
    4th Floor
    London
    EC3V 9DF
    UNITED KINGDOM
    Phone
    +442036214759
  • Complaints Contact

    1 George Yard
    4th Floor
    London
    EC3V 9DF
    UNITED KINGDOM
    Phone
    +442036214759

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Edward Griffin House

    IRN JEH01092

    • CF1 Director (AR) (2 Oct 2015 to 17 Mar 2022)
  • John Ronald Warwick

    IRN JRW01076

    • CF1 Director (AR) (5 Feb 2015 to 3 May 2022)
  • John Warwick Munyard

    IRN JWM01166

    • CF1 Director (AR) (21 Nov 2019 to 3 May 2022)
    • CF1 Director (16 Jul 2018 to 20 Nov 2019)
  • Jonathan Sprules

    IRN JXS03836

    • [FCA CF] CASS oversight function (since 1 Mar 2025)
    • CF1 Director (AR) (since 12 Aug 2020)
    • SMF16 Compliance Oversight (since 27 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2020)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 May 2018 to 8 Dec 2019)
  • Joseph Francis Braunstein

    IRN JFB01109

    • CF1 Director (AR) (23 Oct 2017 to 2 Aug 2020)
  • Joseph Michael Brugos

    IRN JXB01279

    • CF1 Director (AR) (since 24 Jul 2023)
  • Jude Greer

    IRN JXG02370

    • CF1 Director (AR) (9 Sep 2017 to 2 Mar 2020)
    • CF1 Director (21 Aug 2017 to 12 Sep 2017)
  • Kevin John Culliney

    IRN KJC01093

    • CF1 Director (AR) (since 10 Oct 2025)
  • Kishor Gohil

    IRN KXG01577

    • CF1 Director (AR) (since 31 Aug 2016)
  • Klaus Koerner Andersen

    IRN KKA01015

    • CF1 Director (AR) (7 Nov 2016 to 24 Sep 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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