Independent Broking Solutions Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Edward Griffin House
IRN JEH01092
- CF1 Director (AR) (2 Oct 2015 to 17 Mar 2022)
John Ronald Warwick
IRN JRW01076
- CF1 Director (AR) (5 Feb 2015 to 3 May 2022)
John Warwick Munyard
IRN JWM01166
- CF1 Director (AR) (21 Nov 2019 to 3 May 2022)
- CF1 Director (16 Jul 2018 to 20 Nov 2019)
Jonathan Sprules
IRN JXS03836
- [FCA CF] CASS oversight function (since 1 Mar 2025)
- CF1 Director (AR) (since 12 Aug 2020)
- SMF16 Compliance Oversight (since 27 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2020)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (23 May 2018 to 8 Dec 2019)
Joseph Francis Braunstein
IRN JFB01109
- CF1 Director (AR) (23 Oct 2017 to 2 Aug 2020)
Joseph Michael Brugos
IRN JXB01279
- CF1 Director (AR) (since 24 Jul 2023)
Jude Greer
IRN JXG02370
- CF1 Director (AR) (9 Sep 2017 to 2 Mar 2020)
- CF1 Director (21 Aug 2017 to 12 Sep 2017)
Kevin John Culliney
IRN KJC01093
- CF1 Director (AR) (since 10 Oct 2025)
Kishor Gohil
IRN KXG01577
- CF1 Director (AR) (since 31 Aug 2016)
Klaus Koerner Andersen
IRN KKA01015
- CF1 Director (AR) (7 Nov 2016 to 24 Sep 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.