Independent Broking Solutions Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew David Upton
IRN ADU01006
- CF1 Director (AR) (since 29 Sep 2014)
Andrew Delahoy Bardrick
IRN ADB01198
- CF1 Director (AR) (15 Jan 2021 to 25 Oct 2024)
Andrew Peter Thomas Harker
IRN APH01165
- CF1 Director (AR) (since 13 Apr 2012)
Andrew Robert Love
IRN AXL00533
- CF1 Director (AR) (since 14 Feb 2023)
Andrew Stephen Norman
IRN ASN01025
- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2025)
- SMF3 Executive Director (9 Dec 2019 to 28 Feb 2025)
- CF1 Director (AR) (13 Jan 2016 to 28 Feb 2025)
- CF1 Director (9 Jul 2015 to 8 Dec 2019)
- CF29 Significant management (12 Apr 2013 to 9 Jul 2015)
Angus William Sandeman
IRN AWS01094
- CF1 Director (AR) (28 Jan 2013 to 15 Aug 2018)
Ann Christine Walton
IRN AXW84390
- CF1 Director (AR) (1 Jul 2020 to 12 Sep 2025)
Arthur Balick
IRN AXB01272
- CF1 Director (AR) (20 Feb 2023 to 7 Oct 2024)
Barry Johnson
IRN BXJ01225
- CF1 Director (AR) (since 9 Apr 2014)
- SMF3 Executive Director (9 Dec 2019 to 5 Mar 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 5 Mar 2020)
- Responsible for Insurance Mediation (8 Apr 2016 to 30 Sep 2018)
- CF1 Director (8 Apr 2016 to 8 Dec 2019)
Brendan James Short
IRN BJS01160
- CF1 Director (AR) (11 Sep 2017 to 2 Mar 2020)
- CF1 Director (21 Aug 2017 to 12 Sep 2017)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.