Independent Broking Solutions Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Samuel Johnson
IRN SXJ00273
- CF1 Director (AR) (since 14 Feb 2022)
Sean Anthony Yeo
IRN SAY01025
- CF1 Director (AR) (since 9 Aug 2020)
Sergey Grazhdankin
IRN SXG02315
- CF1 Director (AR) (30 Mar 2016 to 17 Jun 2020)
Simon Hamilton
IRN SXH01712
- CF1 Director (AR) (18 Jan 2005 to 31 Aug 2014)
Simon John Cloney
IRN SJC01490
- CF1 Director (AR) (23 Oct 2015 to 24 Sep 2025)
Stephen Campbell
IRN SXC02626
- CF1 Director (AR) (since 17 Jul 2025)
Steven Martin McElhiney
IRN SMM01189
- CF1 Director (AR) (4 Apr 2013 to 29 Jan 2025)
Stuart Farquhar
IRN SXF00435
- CF1 Director (AR) (since 3 Dec 2023)
Stuart McAlister
IRN SXM02407
- CF1 Director (AR) (21 Nov 2013 to 3 Oct 2017)
Thomas Aloysius Mulligan
IRN TAM01103
- CF1 Director (AR) (16 Oct 2009 to 16 Feb 2012)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.