INDEPENDENT ADVICE LTD

Date authorised
1 April 2013
Companies House
06759774
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite C Futura One
    Futura Business Park
    Aspinall Way
    Middlebrook
    Bolton
    Greater Manchester
    BL6 6PG
    UNITED KINGDOM
    Phone
    +4401204559696
    Web
    https://hjscott.co.uk

  • Complaints Contact

    Suite C Futura One
    Futura Business Park
    Aspinall Way
    Middlebrook
    Bolton
    Greater Manchester
    BL6 6PG
    UNITED KINGDOM
    Phone
    +4401204559696

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment)

  • Investment Advice (no pensions)

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charlotte India Scott

    IRN CIS01013

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 7 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Sep 2023)
    • CF1 Director (8 Feb 2017 to 8 Dec 2019)
  • Howard John Scott

    IRN HJS00013

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (2 Aug 2010 to 8 Dec 2019)
    • CF1 Director (2 Aug 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Aug 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Aug 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Aug 2010 to 30 Sep 2018)
  • Lesley Carolyn Scott

    IRN LCS00006

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (30 Nov 2015 to 9 Oct 2019)
    • CF11 Money Laundering Reporting (30 Nov 2015 to 9 Oct 2019)
    • CF1 Director (2 Aug 2010 to 8 Dec 2019)
  • Lucas Gaynor

    IRN LXG01477

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • Lucy Catherine Scott

    IRN LXS23138

    • SMF3 Executive Director (since 8 Jan 2020)
  • Melissa Horrocks

    IRN MXH45316

    • [FCA CF] Functions requiring qualifications (5 Mar 2020 to 7 Jan 2021)

Recent activity

Updates to this firm's record on the FCA register.

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