Date authorised
1 April 2013
Companies House
07138786
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    62-64 Cornhill
    London
    EC3V 3NH
    UNITED KINGDOM
    Phone
    +4402073974141
  • Complaints Contact

    62-64 Cornhill
    London
    EC3V 3NH
    UNITED KINGDOM
    Phone
    +442073974141

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry Edward Lloyd Williams

    IRN BEW01021

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (4 Jan 2011 to 30 Sep 2018)
    • CF1 Director (4 Jan 2011 to 8 Dec 2019)
  • Christopher Jonathan William Hollis

    IRN CXH21511

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2019)
    • CF1 Director (12 Nov 2019 to 8 Dec 2019)
  • Felipe Advair-Baquero

    IRN FXA00051

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Apr 2020)
    • [FCA CF] Client dealing (since 6 Apr 2020)
    • [FCA CF] Manager of certification employee (since 6 Apr 2020)
    • [FCA CF] Material risk taker (since 6 Apr 2020)
    • [FCA CF] Significant management (since 6 Apr 2020)
    • [PRA CF] Key function holder (since 6 Apr 2020)
  • Nicholas Oliver Coffey

    IRN NOC01000

    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (4 Jan 2011 to 8 Dec 2019)
  • Paul Vincent King

    IRN PVK01005

    • SMF3 Executive Director (9 Dec 2019 to 26 Feb 2021)
    • CF1 Director (4 Jan 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.