Date authorised
1 April 2013
Companies House
07285254
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442030581530
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442030581535

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Alexander Gilbert

    IRN CAG01075

    • SMF3 Executive Director (9 Dec 2019 to 19 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Apr 2022)
    • CF1 Director (1 Jul 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2011 to 30 Sep 2018)
  • Ian Theodorus Jacob

    IRN IXJ46535

    • SMF3 Executive Director (27 Jan 2021 to 5 Sep 2022)
  • James Hancock

    IRN JXH13704

    • Responsible for Insurance Distribution (since 24 May 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Jun 2019 to 8 Dec 2019)
  • Michael Millar

    IRN MXM00877

    • Director of firm who is not a certification employee or a SMF manager (since 13 Sep 2023)
    • SMF3 Executive Director (19 Jan 2023 to 13 Sep 2023)
  • Paul Neville Smith

    IRN PNS01058

    • SMF3 Executive Director (9 Dec 2019 to 19 Apr 2022)
    • CF1 Director (1 Jul 2011 to 8 Dec 2019)
  • Peter William Blanc

    IRN PWB01072

    • SMF1 Chief Executive (1 Feb 2021 to 18 Aug 2021)
  • Stuart Paul Rootham

    IRN SPR01062

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2023 to 31 Dec 2024)
    • SMF3 Executive Director (26 Jan 2021 to 27 Feb 2023)
  • Tim Mark Holland

    IRN TMH01105

    • SMF3 Executive Director (11 Nov 2020 to 31 May 2022)
  • Warren Paul Dickson

    IRN WPD01010

    • Director of firm who is not a certification employee or a SMF manager (since 13 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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