Impax Asset Management Limited

• Principal Place of Business

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123000

  Web

  http://www.impaxam.com

• Complaints Contact

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123022

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Evelyn Rose Paterson

  IRN EXP00079

  • [FCA CF] Client dealing (10 Feb 2021 to 22 Dec 2023)
• Fotios Chatzimichalakis

  IRN FXC01505

  • [FCA CF] Material risk taker (since 21 Oct 2025)
  • [FCA CF] Client dealing (since 6 Feb 2024)
  • CF30 Customer (9 Nov 2017 to 8 Dec 2019)
• Geoff James Larkin

  IRN GXL00114

  • [FCA CF] Significant management (4 Feb 2021 to 17 Nov 2023)
• George Burnett

  IRN GXB00654

  • [FCA CF] Significant management (since 17 Apr 2025)
• George Guest

  IRN GXG01494

  • [FCA CF] Client dealing (10 Feb 2021 to 23 Aug 2022)
• George Whiting

  IRN GXW06087

  • CF30 Customer (26 Sep 2018 to 5 Aug 2019)
• Giles David William Dodd

  IRN GXD00313

  • [FCA CF] Significant management (5 May 2023 to 17 Nov 2023)
  • [FCA CF] Client dealing (26 Apr 2023 to 3 May 2023)
• Giulia Ciocci

  IRN GXC00390

  • [FCA CF] Manager of certification employee (3 Mar 2023 to 17 Nov 2023)
  • [FCA CF] Client dealing (8 Jun 2022 to 17 Nov 2023)
• Guy Jean Marie Noel De Froment

  IRN GJD01041

  • CF2 Non Executive Director (12 Mar 2010 to 12 Jun 2018)
• Haoyu Yang

  IRN HXY00010

  • [FCA CF] Client dealing (26 Feb 2021 to 23 Aug 2021)

No changes recorded yet.