Date authorised
18 September 2023
Companies House
14240846
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ground Floor, Watling House
    33 Cannon Street
    London
    EC4M 5SB
    UNITED KINGDOM
    Phone
    +442071172923
  • Complaints Contact

    Ground Floor, Watling House
    33 Cannon Street
    London
    EC4M 5SB
    UNITED KINGDOM
    Phone
    +442071172923

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antonia Lim

    IRN AXL00170

    • [FCA CF] Client dealing (since 12 Mar 2025)
  • Antti Kalervo Savilaakso

    IRN AKS01164

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Sep 2023)
  • Arleta Majoch

    IRN AXM05045

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2025)
    • SMF3 Executive Director (since 18 Sep 2023)
  • Curt Volpert

    IRN CXV00071

    • SMF16 Compliance Oversight (since 18 Sep 2023)
  • David Forster

    IRN DXF00380

    • Director of firm who is not a certification employee or a SMF manager (since 7 Apr 2026)
  • Elizabeth Bernick

    IRN EXB00314

    • SMF3 Executive Director (18 Sep 2023 to 4 Jan 2024)
  • Lawrence Robert Abele

    IRN LXA01073

    • SMF1 Chief Executive (since 18 Sep 2023)
    • SMF3 Executive Director (since 18 Sep 2023)
  • Sau Kui Aston Chan

    IRN SKC01026

    • [FCA CF] Client dealing (1 Oct 2023 to 2 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.