IMIA LIMITED

• Principal Place of Business

  11 Hamilton Road

  Bangor

  County Down

  BT20 4JP

  UNITED KINGDOM

  Phone

  +4402891450000

  Web

  https://www.independentis.co.uk

• Complaints Contact

  11 Hamilton Road

  Bangor

  County Down

  BT20 4JP

  UNITED KINGDOM

  Phone

  +4402891450000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with buy-to-let mortgages

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Adhamh Blake Callan-Rushe

  IRN AXC00253

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
• Albert Edward Ludlow

  IRN BXL00013

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (4 Jan 2006 to 31 Oct 2007)
• Daniella Lisa Mollison

  IRN DLM01103

  • CF1 Director (26 Jul 2010 to 5 Feb 2019)
• Fiona Louise Wilkinson

  IRN FXW00090

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 17 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 17 Aug 2023)
• Michael Patrick Rushe

  IRN MPR00007

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • Responsible for Insurance Mediation (4 Jan 2006 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (4 Jan 2006 to 31 Mar 2009)
  • CF21 Investment Adviser (4 Jan 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (4 Jan 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jan 2006 to 8 Dec 2019)
  • CF1 Director (4 Jan 2006 to 8 Dec 2019)
• Michael Robert Hamill

  IRN MRH00066

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (4 Aug 2014 to 8 Dec 2019)
• Neil Ludlow

  IRN NXL01141

  • CF30 Customer (24 Jan 2011 to 18 Mar 2015)
  • CF22 Investment Adviser (Trainee) (21 Apr 2006 to 23 Aug 2007)
• Robert Lyall Chisholm

  IRN RLC00009

  • CF30 Customer (1 Nov 2007 to 3 Sep 2010)
  • CF21 Investment Adviser (4 Jan 2006 to 31 Oct 2007)
• Ursula Marie Callan-Rushe

  IRN UMC01003

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (4 Jan 2006 to 8 Dec 2019)
• Zachary Benjamin Connor-Rushe

  IRN ZXC00007

  • [FCA CF] Client dealing (9 Dec 2020 to 28 Feb 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 28 Feb 2026)

No changes recorded yet.