Date authorised
1 April 2013
Companies House
07325662
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Capital Tower
    Greyfriars Road
    Cardiff
    South Glamorgan
    CF10 3AG
    UNITED KINGDOM
    Phone
    +4402922711690
  • Complaints Contact

    3rd Floor
    Capital Tower
    Greyfriars Road
    Cardiff
    South Glamorgan
    CF10 3AG
    UNITED KINGDOM
    Phone
    +4402922711690

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francesca Cloudy

    IRN FXC00175

    • Responsible for Insurance Distribution (since 6 Jan 2026)
    • SMF16 Compliance Oversight (since 2 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 May 2025)
    • SMF3 Executive Director (since 1 Oct 2024)
  • Gregory Kerr Hills

    IRN GXH00414

    • SMF3 Executive Director (since 13 Mar 2025)
  • Gwilym Charles Pugh

    IRN GCP01042

    • SMF3 Executive Director (9 Dec 2019 to 2 May 2024)
    • CF1 Director (6 Apr 2011 to 8 Dec 2019)
  • James Alexander Stamp

    IRN JAS01385

    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Feb 2025)
    • CF28 Systems and controls (6 Apr 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Apr 2011 to 8 Dec 2019)
    • CF1 Director (6 Apr 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Apr 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Apr 2011 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.