Date authorised
1 April 2013
Companies House
01068390
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    164 Main Street
    Bingley
    West Yorkshire
    BD16 2HR
    UNITED KINGDOM
    Phone
    +4401274566911
  • Complaints Contact

    164 Main Street
    BINGLEY
    West Yorkshire
    BD16 2HR
    UNITED KINGDOM
    Phone
    +441274566911

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Commercial, Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Gibson Kelly

    IRN AGK01053

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • Alison Margaret Jenkins

    IRN AMJ01073

    • CF1 Director (2 Dec 2013 to 1 Aug 2017)
  • Annabel Kate Tonge

    IRN AXT00499

    • Director of firm who is not a certification employee or a SMF manager (since 29 Mar 2023)
  • David John Illingworth

    IRN DJI00012

    • Director of firm who is not a certification employee or a SMF manager (since 15 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 15 Feb 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Dec 2012)
    • CF10 Compliance Oversight (1 Dec 2001 to 20 Dec 2012)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Jamie McNair Illingworth

    IRN JMI00004

    • Responsible for Insurance Distribution (since 7 Apr 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Nicol Sanderson

    IRN NXS00611

    • SMF3 Executive Director (since 25 Mar 2024)
    • Responsible for Insurance Distribution (25 Mar 2024 to 10 Apr 2025)
  • Susan Elizabeth Illingworth

    IRN SEI00003

    • Director of firm who is not a certification employee or a SMF manager (15 Mar 2021 to 19 Nov 2025)
    • SMF3 Executive Director (9 Dec 2019 to 15 Mar 2021)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)
  • Thomas Jeffrey Spratt

    IRN TJS00012

    • CF1 Director (1 Dec 2001 to 22 Jul 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.