Date authorised
1 April 2013
Companies House
07879902
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helen Newland

    IRN HXN00138

    • Responsible for Insurance Distribution (since 20 Jun 2025)
    • SMF3 Executive Director (since 20 Jun 2025)
  • Marc Peter Robert Newland

    IRN MPN01029

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (11 Oct 2012 to 30 Sep 2018)
    • CF1 Director (11 Oct 2012 to 8 Dec 2019)
  • Richard Edward Hopson

    IRN REH01125

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.