Date authorised
30 May 2012
Companies House
02763049
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442073044300
  • Complaints Contact

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442073044300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kai Bertil Wärn

    IRN KBW01022

    • CF30 Customer (5 Apr 2011 to 30 Jun 2013)
  • Katie O'Hara

    IRN KXO00075

    • [FCA CF] Client dealing (since 7 Apr 2025)
  • Kim Wahl

    IRN KXW01140

    • CF30 Customer (1 Nov 2007 to 1 Sep 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Sep 2009)
  • Klaus de Vibe

    IRN KXD01140

    • CF30 Customer (1 Nov 2007 to 22 Sep 2008)
    • CF21 Investment Adviser (10 Apr 2002 to 31 Oct 2007)
  • Kristiaan Nieuwenburg

    IRN KXN01035

    • CF30 Customer (1 Nov 2007 to 29 Jul 2011)
    • CF1 Director (16 Mar 2005 to 13 Jul 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Kristian Kemppinen

    IRN KXK01318

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (21 Dec 2007 to 8 Dec 2019)
  • Kristin Risthaus

    IRN KXR00351

    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Lars Bo Fredrik Alvesson

    IRN AXL01791

    • CF30 Customer (7 Nov 2014 to 30 May 2017)
  • Linn Agnes Markryd

    IRN LAM01147

    • CF30 Customer (12 Oct 2015 to 15 Aug 2018)
  • Mads Ryum Larsen

    IRN MRL01046

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 15 Apr 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.