Date authorised
30 May 2012
Companies House
02763049
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442073044300
  • Complaints Contact

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442073044300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hans-Christian Bodker Jensen

    IRN HXB01069

    • CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2003)
  • Helena Stjernholm

    IRN HXS01127

    • CF30 Customer (1 Nov 2007 to 1 Sep 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ingmar Frederic Bär

    IRN IFB00016

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
  • Jack Hamblin

    IRN JXH00466

    • [FCA CF] Client dealing (14 Jun 2021 to 11 Jul 2025)
  • Jacob Laursen

    IRN JXL02145

    • CF30 Customer (17 Aug 2018 to 8 Dec 2019)
  • Jakob Moeller-Jensen

    IRN JXM01596

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jan 2007)
  • James Yates

    IRN JXY01028

    • [FCA CF] Material risk taker (since 28 Apr 2025)
    • [FCA CF] Client dealing (since 28 Apr 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (11 Mar 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Sep 2002 to 24 Feb 2005)
    • CF10 Compliance Oversight (25 Sep 2002 to 24 Feb 2005)
    • CF21 Investment Adviser (25 Sep 2002 to 31 Oct 2007)
  • Jan Erik Gustav Larsson

    IRN JEL01048

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Oct 2007)
  • Jan Haase

    IRN JXH02802

    • CF30 Customer (12 Oct 2015 to 15 Aug 2018)
  • Jan Henrik Willard

    IRN JHW01080

    • CF30 Customer (1 May 2008 to 14 Jul 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.