Date authorised
30 May 2012
Companies House
02763049
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442073044300
  • Complaints Contact

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442073044300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benoit LeBlanc

    IRN BXL01176

    • CF30 Customer (1 Nov 2007 to 28 May 2013)
    • CF21 Investment Adviser (18 Oct 2005 to 31 Oct 2007)
  • Benoit Paul Jan Marie Lammens

    IRN BPL01023

    • CF30 Customer (19 Jul 2018 to 8 Dec 2019)
  • Bjorn Eric Saven

    IRN BES01014

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 12 Jul 2011)
    • CF1 Director (1 Dec 2001 to 18 Oct 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Carl Jakobsson

    IRN CXJ01283

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • CF30 Customer (19 Feb 2014 to 8 Dec 2019)
  • Caroline Le Hen

    IRN CXL01625

    • CF30 Customer (28 Aug 2015 to 8 Dec 2019)
  • Caspar Von Meibom

    IRN CXV01072

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
  • Charles Patrick Bernard OHalloran

    IRN CXO00020

    • [FCA CF] Client dealing (since 27 Apr 2020)
  • Christel Retzlaff

    IRN CXR01157

    • CF30 Customer (1 Nov 2007 to 3 Jun 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Christian Theisen

    IRN CXT69451

    • [FCA CF] Client dealing (30 Nov 2020 to 10 Nov 2023)
  • Christina Fagerberg

    IRN CXF01109

    • CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.