Date authorised
30 May 2012
Companies House
02763049
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442073044300
  • Complaints Contact

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442073044300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • PAULINE MARGUERITE MARIE LLORET

    IRN PML01103

    • [FCA CF] Client dealing (since 2 Nov 2020)
  • Patrik Olof Albin Stockhaus

    IRN POS01013

    • CF30 Customer (29 Mar 2017 to 8 Dec 2019)
  • Pawel Caruk

    IRN PXC01939

    • CF30 Customer (17 Feb 2011 to 11 May 2017)
  • Peter Christian Salamon

    IRN PCS01047

    • CF1 Director (1 Dec 2001 to 1 Jul 2005)
  • Peter Welge

    IRN PXW01239

    • CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2005)
  • Peter Wilson

    IRN PJW01311

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 1 Jan 2022)
    • SMF3 Executive Director (14 Aug 2024 to 28 Apr 2025)
  • Philipp Alexander Schmidt

    IRN PXS09607

    • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
  • Pierre Gallix

    IRN PXG01814

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (28 Jul 2015 to 8 Dec 2019)
  • Remi Buttiaux

    IRN RXB01392

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Remko Hilhorst

    IRN RXH01309

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (19 Jun 2012 to 15 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.