Date authorised
30 May 2012
Companies House
02763049
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442073044300
  • Complaints Contact

    80 Strand
    London
    WC2R 0DT
    UNITED KINGDOM
    Phone
    +442073044300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • AOUN THIERRY

    IRN AXT01637

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 11 May 2020)
  • Adrian Tanski

    IRN AXT02279

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • CF30 Customer (17 Jul 2018 to 8 Dec 2019)
  • Adrien Normand

    IRN AXN09722

    • CF30 Customer (21 Dec 2018 to 8 Dec 2019)
  • Alexander Dokters

    IRN AXD02636

    • CF30 Customer (15 Mar 2017 to 8 Dec 2019)
  • Alexander Wilhelm Meier

    IRN AWM01114

    • CF30 Customer (16 Sep 2013 to 27 Jun 2016)
  • Alexandra Sophie Kazi

    IRN AXK00982

    • SMF3 Executive Director (since 14 May 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2025)
  • Alice Caroline Langley

    IRN ACB01195

    • [FCA CF] Material risk taker (since 28 Apr 2025)
    • [FCA CF] Client dealing (since 28 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 28 Apr 2025)
    • CF1 Director (1 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Feb 2007 to 31 Oct 2007)
  • Alireza Etemad

    IRN AXE01088

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
  • Aljosha Ellmer

    IRN AXE01702

    • CF30 Customer (14 Sep 2017 to 1 Feb 2019)
  • Anders Martin Petersson

    IRN AMP01098

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 May 2002 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.