Date authorised
1 April 2013
Companies House
00785800
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    63 Broad Street
    Bromsgrove
    Worcestershire
    B61 8LL
    UNITED KINGDOM
    Phone
    +4401527874092
  • Complaints Contact

    63 Broad Street
    Bromsgrove
    Worcestershire
    B61 8LL
    UNITED KINGDOM
    Phone
    +4401527874092

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arran Davd Williams

    IRN ADW01098

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Frederick Charles Pritchard

    IRN FCP01024

    • CF1 Director (AR) (7 Jun 2012 to 14 Jul 2014)
  • James Godsall

    IRN JXG22298

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Nov 2019 to 8 Dec 2019)
  • Jonathan Graham Harris

    IRN JGH01106

    • CF1 Director (AR) (14 Jan 2005 to 11 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 11 Mar 2009)
  • Richard Martyn Godsall

    IRN RMG01097

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.