Date authorised
1 April 2013
Companies House
01190902
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011
  • Complaints Contact

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Will Mead

    IRN WJM01101

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Jul 2020)
    • CF30 Customer (10 May 2012 to 22 Mar 2017)
  • Will Thomson

    IRN WMT01013

    • [FCA CF] Manager of certification employee (12 Dec 2019 to 20 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2019)
    • CF30 Customer (10 Oct 2014 to 8 Dec 2019)
  • William Charles Edward Croft

    IRN WCC01015

    • CF30 Customer (16 Jul 2015 to 28 Jun 2019)
  • William David Hardy

    IRN WDH01009

    • CF26 Customer Trading (27 Feb 2003 to 10 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2003)
  • William James Armitage

    IRN WJA01018

    • CF30 Customer (1 Nov 2007 to 30 Dec 2007)
    • CF26 Customer Trading (24 Feb 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2003)
  • William John Weir

    IRN WJW01031

    • CF26 Customer Trading (21 Mar 2003 to 3 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
  • William Van Der Knaap

    IRN WXV01004

    • CF26 Customer Trading (1 Dec 2001 to 16 May 2007)
  • Xavier Fitzgerald

    IRN XXF00007

    • [FCA CF] Client dealing (since 3 Nov 2023)
  • Xavier Kat

    IRN XXK00001

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2019)
  • Yazhe Li

    IRN YXL00034

    • [FCA CF] Algorithmic trading (9 Dec 2019 to 21 Sep 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.