Date authorised
18 November 2020
Companies House
06969672
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4C Albion Street
    Halifax
    Calderdale
    HX1 1DU
    UNITED KINGDOM
    Phone
    +4402039847340
  • Complaints Contact

    4C Albion Street
    Halifax
    Calderdale
    HX1 1DU
    UNITED KINGDOM
    Phone
    +4402039847340

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Christian Adley

    IRN JXA00325

    • CF1 Director (AR) (21 Dec 2021 to 31 Mar 2025)
  • John William Netting

    IRN JWN01020

    • SMF3 Executive Director (since 18 Nov 2020)
  • Jonathan Joseph Newell

    IRN JJN01043

    • CF1 Director (AR) (since 21 Dec 2021)
    • Responsible for Insurance Distribution (since 18 Nov 2020)
    • SMF1 Chief Executive (since 18 Nov 2020)
    • SMF3 Executive Director (since 18 Nov 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.