Date authorised
23 July 2015
Companies House
OC389736
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Flat 12
    7 Collingham Gardens
    London
    SW5 0HW
    UNITED KINGDOM
    Phone
    +442034025294
  • Complaints Contact

    Flat 12
    7 Collingham Gardens
    London
    SW5 0HW
    UNITED KINGDOM
    Phone
    +442034025294

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . IdVector Capital Limited

    IRN XXI01063

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (23 Jul 2015 to 8 Dec 2019)
  • Alistair Hugh Smith

    IRN AHS01038

    • CF11 Money Laundering Reporting (23 Jul 2015 to 12 Feb 2016)
    • CF30 Customer (23 Jul 2015 to 28 Apr 2016)
    • CF4 Partner (23 Jul 2015 to 28 Apr 2016)
    • CF10 Compliance Oversight (23 Jul 2015 to 12 Feb 2016)
  • Marc Oliver Nahum

    IRN MXN01091

    • CF4 Partner (4 Jul 2016 to 28 Apr 2017)
  • Maria Helena Groen

    IRN MHG01020

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (25 May 2016 to 8 Dec 2019)
  • Paul Maruani

    IRN PXM02374

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Mar 2016 to 8 Dec 2019)
    • CF4 Partner (23 Jul 2015 to 8 Dec 2019)
    • CF3 Chief Executive (23 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (23 Jul 2015 to 8 Dec 2019)
  • Sabine Cecile Astie

    IRN SCA01059

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (8 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (23 Jul 2015 to 8 Dec 2019)
    • CF4 Partner (23 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.