Date authorised
30 December 2022
Companies House
09101952
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12a Upper Berkeley Street
    Marylebone
    London
    W1H 7QE
    UNITED KINGDOM
    Phone
    +442039556934
  • Complaints Contact

    12a Upper Berkeley Street
    Marylebone
    London
    W1H 7QE
    UNITED KINGDOM
    Phone
    +442039556934

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Robert Pennell

    IRN AXP19544

    • SMF16 Compliance Oversight (since 1 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Oct 2024)
  • Andrew Ram

    IRN AXR45788

    • [FCA CF] Client dealing (since 12 May 2025)
  • Antoine Tom Alexandre Vayner

    IRN VXA01162

    • [FCA CF] Client dealing (since 17 Jul 2024)
    • [FCA CF] Client dealing (30 Dec 2022 to 31 Mar 2024)
  • Arthur Valentine Clark

    IRN AXC01130

    • CF30 Customer (20 Aug 2024 to 30 Sep 2024)
    • [FCA CF] Client dealing (22 Aug 2023 to 30 Sep 2024)
  • Benedict James Daltun Hall

    IRN BJH01068

    • [FCA CF] Client dealing (30 Dec 2022 to 30 Jun 2023)
  • Christopher George Rook

    IRN CXR00462

    • [FCA CF] Client dealing (since 22 Aug 2023)
  • Elise Irene Desiree Huttenga

    IRN EIH01002

    • [FCA CF] Client dealing (since 30 Dec 2022)
    • SMF3 Executive Director (30 Dec 2022 to 13 Aug 2025)
    • SMF16 Compliance Oversight (30 Dec 2022 to 13 Aug 2025)
  • HARRY GOODRICH

    IRN HXG19140

    • [FCA CF] Client dealing (30 Dec 2022 to 31 Dec 2024)
  • Hugh Fenton

    IRN HXF00106

    • [FCA CF] Client dealing (since 22 Aug 2023)
  • Jean-Christophe Mathias Jacques Oberto

    IRN JXO01272

    • CF30 Customer (since 5 Sep 2025)
    • CF1 Director (AR) (since 5 Sep 2025)
    • SMF3 Executive Director (since 30 Dec 2022)
    • [FCA CF] Client dealing (since 30 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.