Date authorised
20 June 2016
Companies House
04521366
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 2
    Rotherbrook Court
    Bedford Road
    Petersfield
    Hampshire
    GU32 3QG
    UNITED KINGDOM
    Phone
    +441730233948
  • Complaints Contact

    2 Rotherbrook Court
    Bedford Road
    Petersfield
    Hampshire
    GU32 3QG
    UNITED KINGDOM
    Phone
    +441730778117

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • HARPRIT AUJLA

    IRN HXA00339

    • SMF3 Executive Director (since 19 Jun 2025)
  • Isabel Serra Cabaco Silverio da Encarnacao

    IRN IXE00033

    • SMF3 Executive Director (18 Nov 2022 to 18 Jul 2024)
  • Louis Alexander Black

    IRN LXB00684

    • [FCA CF] Client dealing (10 Jun 2024 to 31 Oct 2024)
  • Miranda Karademir

    IRN MXK02702

    • CF30 Customer (20 Jun 2016 to 3 Dec 2019)
  • Neil Browner

    IRN NXB00350

    • [FCA CF] Client dealing (since 23 May 2022)
    • [FCA CF] Material risk taker (since 23 May 2022)
  • Oliver Humphrey

    IRN OXH00019

    • [FCA CF] Client dealing (since 21 Mar 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • PASQUALE Giannuzzi

    IRN PXG00222

    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Material risk taker (since 1 Jul 2025)
  • Rainer Maitland Baker

    IRN RXB00330

    • SMF3 Executive Director (since 25 Jan 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Richard Goulden

    IRN RXG00342

    • [FCA CF] Material risk taker (since 13 Jun 2022)
    • [FCA CF] Client dealing (since 13 Jun 2022)
  • Ryan Edward Sydow

    IRN RXS00892

    • [FCA CF] Material risk taker (since 1 Jul 2023)
    • [FCA CF] Client dealing (since 1 Jul 2023)

Recent activity

Updates to this firm's record on the FCA register.

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