ICON CORPORATE FINANCE LIMITED

Date authorised
1 April 2013
Companies House
03714426
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Kings Court
    Little King Street
    Bristol
    Somerset
    BS1 4HW
    UNITED KINGDOM
    Phone
    +447899921600
    Web
    https://www.iconcorpfin.com

  • Complaints Contact

    5 Kings Court
    Little King Street
    Bristol
    Somerset
    BS1 4HW
    UNITED KINGDOM
    Phone
    +447899921600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Charles Bristow

    IRN ACB01138

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jun 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Jun 2004 to 31 Oct 2007)
    • CF1 Director (1 Jun 2004 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Jun 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Jun 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2004 to 8 Dec 2019)
  • Anders Sebastian Frisk

    IRN ASF01052

    • CF30 Customer (20 Nov 2008 to 5 Apr 2010)
  • Anshul Tyagi

    IRN AXT00783

    • [FCA CF] Client dealing (since 1 Jun 2025)
  • Arran Peter Riordan

    IRN AXR01081

    • [FCA CF] Client dealing (since 2 Jun 2025)
  • Ben Vincent Kolada

    IRN BXK00078

    • [FCA CF] Client dealing (since 10 Nov 2020)
  • Brian William Parker

    IRN BWP01010

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Jun 2004 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Jun 2004 to 31 Oct 2007)
  • Catherine Cotter

    IRN CXC00341

    • [FCA CF] Client dealing (since 3 Jun 2020)
  • David Rowsome Bell

    IRN DRB01143

    • [FCA CF] Client dealing (since 11 Mar 2024)
  • Edward James Douglas Harding

    IRN EXH00138

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Edward James Douglas Harding

    IRN EJH01059

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Jun 2004 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.